Schwab Small-Cap Equity Fund
Summary
Objective
The fund seeks long-term capital growth.
Highlights
- An actively managed fund that is designed to offer potential for long-term performance that will exceed that of the Russell 2000® Index
- A convenient way to gain broad exposure to small-cap equity stocks
- Seeks to deliver consistent, risk-adjusted excess return through a disciplined investment process that uses Schwab Equity Ratings® as one of several inputs*
- An experienced portfolio management team evaluates securities on three components: fundamentals, valuation, and sentiment
Fund Details
Fund Profile
| Fund Inception | 07/01/2003 | |
|---|---|---|
| Total Net Assets As of 11/28/2023
|
11/28/2023 | $515,182,372.84 |
| Index Name | Russell 2000 Index | |
| Shares Outstanding As of 11/28/2023
|
11/28/2023 | 29,011,451 |
| NAV As of 11/28/2023
|
11/28/2023 | $17.76 |
| Total Holdings As of 09/30/2023
|
09/30/2023 | 358 |
| Portfolio Turnover Rate As of 10/31/2023
|
10/31/2023 | 42.65% |
| Morningstar Category | Small Blend | |
| Management Style | Active |
Yields
| SEC Yield (30 Day) As of 11/27/2023
|
11/27/2023 | -- |
|---|---|---|
| Distribution Yield (TTM) As of 10/31/2023
|
10/31/2023 | 0.14% |
Fees & Minimum
| Gross Expense Ratio † | 1.090% | |
|---|---|---|
| Net Expense Ratio † | 1.090% |
Fund Characteristics
| Weighted Average Market Capitalization As of 10/31/2023
|
10/31/2023 | $2.99B |
|---|---|---|
| Price to Earnings Ratio As of 10/31/2023
|
10/31/2023 | 10.64 |
| Price to Book Ratio As of 10/31/2023
|
10/31/2023 | 1.80 |
| Price to Cash Flow As of 10/31/2023
|
10/31/2023 | 5.51 |
| Return on Equity As of 10/31/2023
|
10/31/2023 | 18.02% |
| Alpha (3 Yr) As of 10/31/2023
|
10/31/2023 | 7.10 |
| Beta vs. Benchmark (3 Yr) As of 10/31/2023
|
10/31/2023 | 0.92 |
| R Squared (3 Yr) As of 10/31/2023
|
10/31/2023 | 96.96 |
| Sharpe Ratio (3 Yr) As of 10/31/2023
|
10/31/2023 | 0.43 |
| Standard Deviation (3 Yr) As of 10/31/2023
|
10/31/2023 | 21.25% |
Performance
Total Return
Monthly
-
SWSCX
Cumulative Returns (%)
- 1 Month
- -6.48
- 3 Month
- -14.08
- YTD
- -1.07
Annualized Returns (%)
- 1 Year
- -3.68
- 3 Year
- +11.08
- 5 Year
- +4.34
- 10 Year
- +6.30
- Inception
- +8.97
-
Russell 2000 Index (Index)
Cumulative Returns (%)
- 1 Month
- -6.82
- 3 Month
- -16.69
- YTD
- -4.45
Annualized Returns (%)
- 1 Year
- -8.56
- 3 Year
- +3.95
- 5 Year
- +3.31
- 10 Year
- +5.63
-
Small Blend (Morningstar Category)
Cumulative Returns (%)
- 1 Month
- -5.86
- 3 Month
- -14.11
- YTD
- -2.99
Annualized Returns (%)
- 1 Year
- -4.86
- 3 Year
- +7.97
- 5 Year
- +4.61
- 10 Year
- +5.83
| Description | Cumulative Returns (%) | Annualized Returns (%) | |||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 Month | 3 Month | YTD | 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SWSCX | -6.48 | -14.08 | -1.07 | -3.68 | +11.08 | +4.34 | +6.30 | +8.97 | |
| Russell 2000 Index (Index) | -6.82 | -16.69 | -4.45 | -8.56 | +3.95 | +3.31 | +5.63 | ||
| Small Blend (Morningstar Category) | -5.86 | -14.11 | -2.99 | -4.86 | +7.97 | +4.61 | +5.83 | ||
Annualized returns for periods 1 yr+/cumulative returns for periods less than 1 yr.
The performance quoted represents past performance and does not guarantee future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than the original cost. Current performance may be lower or higher than the performance quoted.
Quarterly
-
SWSCX
Average Annual Returns (%)
- 1 Year
- +16.18
- 3 Year
- +14.02
- 5 Year
- +3.66
- 10 Year
- +7.38
- Inception
- +9.38
-
Russell 2000 Index (Index)
Average Annual Returns (%)
- 1 Year
- +8.93
- 3 Year
- +7.16
- 5 Year
- +2.40
- 10 Year
- +6.65
-
Small Blend (Morningstar Category)
Average Annual Returns (%)
- 1 Year
- +12.46
- 3 Year
- +11.01
- 5 Year
- +3.70
- 10 Year
- +6.84
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SWSCX | +16.18 | +14.02 | +3.66 | +7.38 | +9.38 | |
| Russell 2000 Index (Index) | +8.93 | +7.16 | +2.40 | +6.65 | ||
| Small Blend (Morningstar Category) | +12.46 | +11.01 | +3.70 | +6.84 | ||
Annualized returns for periods 1 yr+/cumulative returns for periods less than 1 yr.
The performance quoted represents past performance and does not guarantee future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than the original cost. Current performance may be lower or higher than the performance quoted.
After Tax Returns
Pre-Liquidation
SWSCX NAV Return
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +13.69
- 3 Year
- +12.17
- 5 Year
- +1.33
- 10 Year
- +4.61
- Inception
- +7.70
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +11.25
- 3 Year
- +11.00
- 5 Year
- +2.32
- 10 Year
- +5.09
- Inception
- +7.50
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +2.14
- 3 Year
- +1.63
- 5 Year
- +2.28
- 10 Year
- +2.65
- Inception
- +1.57
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +13.69 | +12.17 | +1.33 | +4.61 | +7.70 | |
| SEC Post-Liquidation | +11.25 | +11.00 | +2.32 | +5.09 | +7.50 | |
| Tax Cost Ratio | +2.14 | +1.63 | +2.28 | +2.65 | +1.57 | |
After tax returns are based on highest Federal income tax bracket and depend on the investor's tax situation and may differ from those shown, and the after-tax returns shown are not relevant to investors who hold their fund shares through tax-deferred arrangements such as 401(k) plans or individual retirement accounts. State and local taxes are not included. Pre-liquidation figures include taxes on fund's distributions of dividends and capital gains. Tax Cost Ratio represents the percentage-point reduction in returns that results from Federal income taxes (before shares in the fund are sold, and assuming the highest Federal tax bracket).
Small Blend NAV Returns (Morningstar Category)
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +10.60
- 3 Year
- +9.02
- 5 Year
- +1.80
- 10 Year
- +4.82
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +7.79
- 3 Year
- +8.22
- 5 Year
- +2.45
- 10 Year
- +4.93
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +1.22
- 3 Year
- +1.65
- 5 Year
- +1.75
- 10 Year
- +1.83
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +10.60 | +9.02 | +1.80 | +4.82 | ||
| SEC Post-Liquidation | +7.79 | +8.22 | +2.45 | +4.93 | ||
| Tax Cost Ratio | +1.22 | +1.65 | +1.75 | +1.83 | ||
Post-Liquidation
SWSCX NAV Return
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +13.69
- 3 Year
- +12.17
- 5 Year
- +1.33
- 10 Year
- +4.61
- Inception
- +7.70
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +11.25
- 3 Year
- +11.00
- 5 Year
- +2.32
- 10 Year
- +5.09
- Inception
- +7.50
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +2.14
- 3 Year
- +1.63
- 5 Year
- +2.28
- 10 Year
- +2.65
- Inception
- +1.57
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +13.69 | +12.17 | +1.33 | +4.61 | +7.70 | |
| SEC Post-Liquidation | +11.25 | +11.00 | +2.32 | +5.09 | +7.50 | |
| Tax Cost Ratio | +2.14 | +1.63 | +2.28 | +2.65 | +1.57 | |
After tax returns are based on highest Federal income tax bracket and depend on the investor's tax situation and may differ from those shown, and the after-tax returns shown are not relevant to investors who hold their fund shares through tax-deferred arrangements such as 401(k) plans or individual retirement accounts. State and local taxes are not included. Pre-liquidation figures include taxes on fund's distributions of dividends and capital gains. Tax Cost Ratio represents the percentage-point reduction in returns that results from Federal income taxes (before shares in the fund are sold, and assuming the highest Federal tax bracket).
Small Blend NAV Returns (Morningstar Category)
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +10.60
- 3 Year
- +9.02
- 5 Year
- +1.80
- 10 Year
- +4.82
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +7.79
- 3 Year
- +8.22
- 5 Year
- +2.45
- 10 Year
- +4.93
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +1.22
- 3 Year
- +1.65
- 5 Year
- +1.75
- 10 Year
- +1.83
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +10.60 | +9.02 | +1.80 | +4.82 | ||
| SEC Post-Liquidation | +7.79 | +8.22 | +2.45 | +4.93 | ||
| Tax Cost Ratio | +1.22 | +1.65 | +1.75 | +1.83 | ||
Cumulative Growth of a $10,000 Investment
| SWSCX (Fund) | $17,658 | |
|---|---|---|
| Russell 2000® Index (Index) | $16,631 | |
| Small Blend (Morningstar Category) | $16,275 | |
| Worst Three Months Return (12/31/2019 - 3/31/2020) | -33.91 | |
| Best Three Months Return (10/31/2020 - 1/31/2021) | +30.67 |
This graph represents the growth of a hypothetical investment of $10,000. It assumes reinvestment of dividends and capital gains, and does not reflect sales loads, redemption fees, if applicable, or the effects of taxes on any capital gains and/or distributions. If the inception date of the Index is less than the time period shown above, the Since Inception period is shown. Best and Worst Return cover the timeframe of the chart.
Price Performance
Portfolio
Top Holdings
-
USD
- Name
- US DOLLAR
- Percent of Assets (%)
- 3.41%
- Market Value
- $17.6M
-
ATKR
- Name
- ATKORE INC
- Percent of Assets (%)
- 1.41%
- Market Value
- $7.3M
-
LBRT
- Name
- LIBERTY ENERGY INC CLASS A
- Percent of Assets (%)
- 1.20%
- Market Value
- $6.2M
-
RHP
- Name
- RYMAN HOSPITALITY PROPERTIES REIT
- Percent of Assets (%)
- 1.20%
- Market Value
- $6.2M
-
MEDP
- Name
- MEDPACE HOLDINGS INC
- Percent of Assets (%)
- 1.17%
- Market Value
- $6.1M
-
EME
- Name
- EMCOR GROUP INC
- Percent of Assets (%)
- 1.10%
- Market Value
- $5.7M
-
MLI
- Name
- MUELLER INDUSTRIES INC
- Percent of Assets (%)
- 1.08%
- Market Value
- $5.6M
-
LSCC
- Name
- LATTICE SEMICONDUCTOR CORP
- Percent of Assets (%)
- 1.08%
- Market Value
- $5.6M
-
QLYS
- Name
- QUALYS INC
- Percent of Assets (%)
- 1.05%
- Market Value
- $5.5M
-
COKE
- Name
- COCA COLA CONSOLIDATED INC
- Percent of Assets (%)
- 1.03%
- Market Value
- $5.3M
| Symbol | Name | Percent of Assets (%) | Market Value | ||
|---|---|---|---|---|---|
| USD | US DOLLAR | 3.41%
|
$17.6M | ||
| ATKR | ATKORE INC | 1.41%
|
$7.3M | ||
| LBRT | LIBERTY ENERGY INC CLASS A | 1.20%
|
$6.2M | ||
| RHP | RYMAN HOSPITALITY PROPERTIES REIT | 1.20%
|
$6.2M | ||
| MEDP | MEDPACE HOLDINGS INC | 1.17%
|
$6.1M | ||
| EME | EMCOR GROUP INC | 1.10%
|
$5.7M | ||
| MLI | MUELLER INDUSTRIES INC | 1.08%
|
$5.6M | ||
| LSCC | LATTICE SEMICONDUCTOR CORP | 1.08%
|
$5.6M | ||
| QLYS | QUALYS INC | 1.05%
|
$5.5M | ||
| COKE | COCA COLA CONSOLIDATED INC | 1.03%
|
$5.3M |
Sectors
| Sector | Percent of Portfolio (%) | |
|---|---|---|
| Industrials | 17.14%
|
|
| Health Care | 16.15%
|
|
| Financials | 15.33%
|
|
| Information Technology | 14.38%
|
|
| Consumer Discretionary | 9.58%
|
|
| Energy | 8.20%
|
|
| Real Estate | 5.37%
|
|
| Materials | 4.68%
|
|
| Consumer Staples | 4.12%
|
|
| Communication Services | 3.16%
|
|
| Utilities | 1.90%
|
Allocations are subject to change.
Market Cap
| Market Cap | Percent of Portfolio (%) | |
|---|---|---|
| $3,000-$15,000 M | 47.13%
|
|
| $1,000-$3,000 M | 36.74%
|
|
| <$1,000 M | 16.13%
|
Asset Allocation
| Asset Class | Percent of Portfolio (%) | |
|---|---|---|
| Stocks | 100.00%
|
|
| Other | 0.00%
|
The percentage of assets as shown may not equal 100% due to unsettled trades.
Distributions
Distributions
-
Ex-Date: 12/14/2022
- Record Date
- 12/13/2022
- Payable Date
- 12/14/2022
- Income
- 0.0232
- Short Term Capital Gain
- 0.0000
- Long Term Capital Gain
- 1.6784
- Return of Capital
- --
- Total Distribution
- 1.701600000
-
Ex-Date: 12/16/2021
- Record Date
- 12/15/2021
- Payable Date
- 12/16/2021
- Income
- 0.0291
- Short Term Capital Gain
- 0.0000
- Long Term Capital Gain
- 2.5608
- Return of Capital
- --
- Total Distribution
- 2.589900000
-
Ex-Date: 12/16/2020
- Record Date
- 12/15/2020
- Payable Date
- 12/16/2020
- Income
- 0.0349
- Short Term Capital Gain
- 0.0000
- Long Term Capital Gain
- 0.0000
- Return of Capital
- --
- Total Distribution
- 0.034900000
-
Ex-Date: 12/18/2019
- Record Date
- 12/17/2019
- Payable Date
- 12/18/2019
- Income
- 0.0187
- Short Term Capital Gain
- --
- Long Term Capital Gain
- --
- Return of Capital
- --
- Total Distribution
- 0.018700000
-
Ex-Date: 12/14/2018
- Record Date
- 12/13/2018
- Payable Date
- 12/14/2018
- Income
- 0.0096
- Short Term Capital Gain
- 1.7439
- Long Term Capital Gain
- 2.1052
- Return of Capital
- --
- Total Distribution
- 3.858700000
-
Ex-Date: 12/08/2017
- Record Date
- 12/07/2017
- Payable Date
- 12/08/2017
- Income
- 0.0000
- Short Term Capital Gain
- 0.7711
- Long Term Capital Gain
- 2.2689
- Return of Capital
- --
- Total Distribution
- 3.040000000
-
Ex-Date: 12/12/2016
- Record Date
- 12/09/2016
- Payable Date
- 12/12/2016
- Income
- 0.0897
- Short Term Capital Gain
- --
- Long Term Capital Gain
- --
- Return of Capital
- --
- Total Distribution
- 0.089700000
-
Ex-Date: 12/10/2015
- Record Date
- 12/09/2015
- Payable Date
- 12/10/2015
- Income
- 0.0438
- Short Term Capital Gain
- 0.3541
- Long Term Capital Gain
- 2.1729
- Return of Capital
- --
- Total Distribution
- 2.570800000
-
Ex-Date: 12/09/2014
- Record Date
- 12/08/2014
- Payable Date
- 12/09/2014
- Income
- 0.0187
- Short Term Capital Gain
- 0.9410
- Long Term Capital Gain
- 3.6351
- Return of Capital
- --
- Total Distribution
- 4.594800000
-
Ex-Date: 12/05/2013
- Record Date
- 12/04/2013
- Payable Date
- 12/05/2013
- Income
- 0.0669
- Short Term Capital Gain
- 0.7140
- Long Term Capital Gain
- 1.6663
- Return of Capital
- --
- Total Distribution
- 2.447200000
| Ex-Date | Record Date | Payable Date | Income | Short Term Capital Gain | Long Term Capital Gain | Return of Capital | Total Distribution | ||
|---|---|---|---|---|---|---|---|---|---|
| 12/14/2022 | 12/13/2022 | 12/14/2022 | 0.0232 | 0.0000 | 1.6784 | -- | 1.701600000 | ||
| 12/16/2021 | 12/15/2021 | 12/16/2021 | 0.0291 | 0.0000 | 2.5608 | -- | 2.589900000 | ||
| 12/16/2020 | 12/15/2020 | 12/16/2020 | 0.0349 | 0.0000 | 0.0000 | -- | 0.034900000 | ||
| 12/18/2019 | 12/17/2019 | 12/18/2019 | 0.0187 | -- | -- | -- | 0.018700000 | ||
| 12/14/2018 | 12/13/2018 | 12/14/2018 | 0.0096 | 1.7439 | 2.1052 | -- | 3.858700000 | ||
| 12/08/2017 | 12/07/2017 | 12/08/2017 | 0.0000 | 0.7711 | 2.2689 | -- | 3.040000000 | ||
| 12/12/2016 | 12/09/2016 | 12/12/2016 | 0.0897 | -- | -- | -- | 0.089700000 | ||
| 12/10/2015 | 12/09/2015 | 12/10/2015 | 0.0438 | 0.3541 | 2.1729 | -- | 2.570800000 | ||
| 12/09/2014 | 12/08/2014 | 12/09/2014 | 0.0187 | 0.9410 | 3.6351 | -- | 4.594800000 | ||
| 12/05/2013 | 12/04/2013 | 12/05/2013 | 0.0669 | 0.7140 | 1.6663 | -- | 2.447200000 |
Documents
SWSCX Prospectus and Other Regulatory Documents
Schwab Small-Cap Equity Fund
Investment professionals
